>>

Process of Listing
[Reference: Regulation 7 of Dhaka Stock Exchange (Alternative Trading Board) Regulations, 2022]

Submit the filled up application Form with the following documents to the Exchange along with application fee of BDT 10,000 (ten thousand) only.

• Consent letter, placement documentation, registration certificate of alternative investment fund, due diligence certificate of the fund manager & trustee and registered Trust Deed as approved by the Commission.
• An undertaking to provide net asset value (NAV) along with other information.
• Certified true copy of the certificate of incorporation of fund management company.
• Certified true copy of the certificate of commencement of business of fund management company, if applicable.
• Certified true copy of registration certificate to carry on business or services of a fund manager under the Bangladesh Securities and Exchange Commission (Alternative Investment) Rules, 2015.
• A copy of resolution passed by the Trustee Board approving the listing of units of the fund on the Exchange.
• Names of Directors of the fund manager along with directorship of other companies listed on the Exchange (on fund manager's letterhead).
• Audited financial statements of the fund for the last 3 years or such shorter period during which fund was in operation.
• Certified copies of agreements with all managing agents (i.e., trustee, fund manager or any other party).

   Downloads:

• Form of Application for Listing of Alternative Investment Fund.docx