Process of Listing
[Reference: Regulation 7 of Dhaka Stock Exchange (Alternative Trading Board) Regulations, 2022]

Submit the filled up application Form with the following documents to the Exchange along with application fee of BDT 10,000 (ten thousand) only.

• Consent letter issued by Commission.
• Registered Trust Deed approved by the Commission and prospectus.
• An undertaking to provide net asset value (NAV) along with other information.
• Certified true copy of the certificate of incorporation of asset management company.
• Certified true copy of the certificate of commencement of business of asset management company, if applicable.
• Certified true copy of registration certificate to carry on business or services of an asset manager under the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (মিউচ্যুয়াল ফান্ড) বিধিমালা, ২০০১.
• A copy of resolution passed by the Trustee Board approving the listing of units of the fund on the Exchange.
• Names of Directors of the asset manager along with directorship of other companies listed on the Exchange (on asset manager's letterhead).
• Audited financial statements of the fund for the last 3 years or such shorter period during which fund was in operation.
• Certified copies of agreements with all managing agents (i.e., trustee, asset manager, custodian, selling/dealing agents and panel broker).

• Form of Application for Listing of Open-end Mutual Fund.docx