Objectives:

• A practical training program designed to provide participants with the necessary knowledge and information on the operational activities and affairs of the stock market, particularly at the TREC Holder’s end.
• Covers the theoretical aspects of compliance requirements relevant to TREC Holders.
• Includes practical demonstrations on various compliance issues to ensure proper adherence by TREC Holders.
• Focuses on enhancing participants' understanding of operational and compliance-related responsibilities in the stock market.

Program Mode: Physical & Virtual

Program Contents

• Securities and Exchange Commission (Stock-Dealer, Stock-Broker and Authorized Representative) Rules, 2000.
• Bangladesh Securities and Exchange Commission (Trading Right Entitlement Certificate) Rules, 2020
• Dhaka Stock Exchange (Administration of Trading Right Entitlement Certificate) Regulations, 2020
• Compliance with DSE Automated Trading Regulations, 1999
• DSE Mobile Apps Features
• Compliance requisites from the perspective of Surveillance (Offline & Online)
• Duties & Responsibilities of TREC Holder Companies: Compliance in maintaining books & records and requisite of continuous reporting
• Back Office Operations of TREC Holder Companies
• Consolidated Customer Account Maintenance
• Dhaka Stock Exchange (Settlement of Transactions) Regulations, 2013 The Dhaka Stock Exchange (TREC Holder's Margin) Regulations, 2013
• Securities and Exchange Ordinance, 1969
• Analysis of Financial Statements & Compliance requirements in regard to understanding and preparing the Financial Statements
• Compliance with Bangladesh Securities and Exchange Commission (Risk Based Capital Adequacy) Rules, 2019

Target Audience from:

• MD/ CEO, CFO, Compliance Officer, Branch In-Charge, Authorized Representatives of TREC Holders.

Resource:

• From BSEC, DSE and Market Practitioners.

Duration & Time:

• 4-day
• 02:00 - 04:00 pm

Venue:

• DSE Training Academy, DSE Tower (Level-13), Plot # 46, Road # 21, Nikunja - 02, Dhaka - 1229.

Fees:

• Tk 3,000/- (excluding all taxes) per participant inclusive of course material, tuition fees & refreshment.

• Pay Online
• Manual Registration Form
• Program Schedule